4 vs. 3 Rook Endgames with a Passed b6-Pawn
Key reciprocal zugzwang position in 4 vs. 3 Rook Endgames with a Passed b6-Pawn (Part 1)
In 2011–2012, I analyzed 4 vs. 3 rook endgames with a passed b6-pawn, where the attacking rook stands in front of the passed pawn. In the course of this analysis, I made two significant mistakes concerning the position shown in Diagram 1.
D. 1
Black to move 1) This position arose in the analysis of the
Hollis-Florian game in the variation I. B) 46. I. B) 46.Rb8 I. B1) 46...Nd6 47.Nc4. (
https://www.chesspub.com/cgi-bin/chess/YaBB.pl?num=1321345447). I thought that after 47...Rb2 48.Rb7 Ne6 White could immediately win with 49.g4. However, upon returning to this position in 2023, I realized that although White does have a winning position, the correct plan is
49.Nc5, not 49.g4. What I did not know at the time was that this idea had already been found and published in the 5th edition of Dvoretsky's Endgame Guide, published in 2020: "
10.Nc5! Rc2+ 11.Kd4 Rb2 and only now
12.g4 hg 13.fg Rb1 14.Rb8 Kd6 15.b7 Kc6, and we see why 10.Kc5! was important. White has gained a tempo to put the king on d4. With the king on c4 it would be a draw, but here
16.Ke5 wins" (p. 232).
D. 2
White to move 2) The same position of Diagram 1, but this time with White to move, also appears in my analysis of the endgame
Spassky–Antoshin (1965) (the line 1.Kd4 Ke6 2.Kc5 Rc2+ 3.Kb4 Rb2+ 4.Kc3 Rb1 5.Rb8 Kd6 D. 4, 6.Kc4 Rb2 7.f3 Rb1) (
https://www.chesspub.com/cgi-bin/chess/YaBB.pl?num=1325864954).
Although I already noted back in 2012 that the black rook's position on the first rank was more advantageous, writing:
"Here the black rook is in a more advantageous position, and this gives black more defensive resources", I still thought that White should win after 8.Rb7 Ke6 followed by 9.g4.
However, in 2023, to my great surprise, I discovered that White cannot win this position at all. In fact, Diagram 1 turns out to be a rare and critical case of
reciprocal zugzwang. The reason for the reciprocal zugzwang is the advantageous position of the black rook on the 1st rank. When it is White's turn to move, the black rook manages to take the b-file thanks to a long check from the 1st rank –
1…Rd1+ 2.Kc3 Rb1. When the rook is on b2, after a check from the 2nd rank – 1…Rd2 2.Kc3, the rook is forced to retreat to d1, which gives the white rook a decisive tempo to move to the c-file.
After
1.Rb7 Ke6! White can not achieve anything by
2.Kc5 -
2...Rc1+! 3.Kb4 Rb1+! 4.Kc4 Rc1+! 5.Kd4 Rd1+! 6.Ke4 Rb1! (not 6...Re1+? 7.Kf4! f6 8.Rb8 Rb1 9.b7 Rb4+ 10.Ke3 Rb3+ 11.Kd4 Kf5 12.Kc5+–)
7.Kf4 Kf6 8.Rb8 Rb4+ 9.Ke3 Ke6 10.Kd3 Kd5 11.Kc3 Rb1 12.g4 hxg4 13.fxg4 Kc6=.
The immediate
2.g4 also fails: after
2...hxg4 (or 2...Rc1+ 3.Kd4 Rd1+ or 3...hxg4)
3.fxg4 f5 Black achieves a relatively easy draw.
The significance of the reciprocal zugzwang position is enormous. It is a key position that often occurs in early endgames when the white king is still on the kingside and is trying to move to the c-file to support the passed pawn.
Diagrams 3 - 6 analyze positions in which the white king is on e3 and is ready to quickly advance to his b-pawn, ignoring the loss of the f2-pawn.
D. 3
This position is
analogical to the famous Kantorovich position with a-pawn. Kantorovich mentioned briefly this position in the analysis of Spassky-Antoshin (1965) in the line 1.b6 Kf6 and thought that it is drawn: 2.Kd4 Ke6 3.Kc5 Rc2 4.Kb4 Rb2 5.Kc3 Rb1 6.Rb8 Kd6. In fact, unlike the Kantorovich a-pawn position, here
White to move wins. Black draws only when it is his turn to move.
After
1.Kd4 Ke6 2.f3! we achieve the reciprocal zugzwang position when Black plays
2…Rb1 -
3.Rb8! Kd6 4.Kc4+–.
Black can try
2...Rb5 which provokes an immediate blunder -
3.Kc4? After
3…Rb1! 4.Rb8 Kd6! Black achieves the favorable reciprocal zugzwang position. But after correct
3.g4! White wins.
In
Moroni-Petrov (2022) instead of 2.f3 Moroni played
39.Kc3? Black could have drawn by
39…Rb1 heading to reciprocal zugzwang position via
40.Rb8 Kd6 41.Kc4 Rb2 42.f3 Rb1! But after
39.Kc3? Petrov took the pawn -
39…Rxf2? and lost after
40.Rc7! Let us now place the Black rook on b1. This time the position is a draw regardless of the move order.
D. 4
1.Kd4 Ke6! 2.Rb8 (2.f3 Rd1+! 3.Kc4 Rb1 4.Rb8 Kd6! with transposition to the reciprocal zugzwang position)
2...Kd6! 3.f3 Rd1+ 4.Kc4 Kc6 (or 4...Rb1 with transposition to the reciprocal zugzwang position)
5.b7 Rd7 6.g4 hxg4 7.fxg4 Kc7=.
The main conclusion from the analysis of diagrams 3 and 4 is that the optimal square for the rook is b1. Unlike the similar Kantorovich position with the a-pawn, Black has no reason to attack the f2-pawn.
The rook position on b4 is also drawn.
D. 5
1…Rb4 2.Kd3 Ke6! (not 2...Ke5? 3.Kc3! Rb1 4.Kc4 Ke6 5.Rb8! Kd6 6.f3!+– with transposition to the reciprocal zugzwang position)
3.Kc3 Rb1! 4.Rb8 Kd6 (or 4...Kf5 5.f3 Ke5! 6.Kc4 Kd6!= with transposition to the reciprocal zugzwang position)
5.Kc4= with transposition to the reciprocal zugzwang position.
D. 6
This is the D. 3 position, but with
Black to play. It occurred in
Miles - Sax (1986). Black to play draws with 1…Ke5 or 1…Ke6 or 1…Rb4 (1…Rb4 has been already discussed in D. 5).
Sax played
49…Ke6 and after
50.Rb8 made a result-changing mistake playing the king back to f6 –
50…Kf6? Miles sacrificed the f2 pawn with 51.Kd4! and won – 51…Rxf2 52.Ra8 Rb2 53.Kc5! Ke6 54.Kc6 Rc2+ 55.Kb7 Rc3 56.Ra5 Rxg3 57.Ka7 Rb3 58.b7 f6 59.b8Q Rxb8 60.Kxb8. 1-0.
Instead of 50…Kf6? Black has many drawing possibilities. Miles suggested in Informator, n. 42, p. 325,
50…Kf5 which occurred later in 2 games. After
51.f3 Black should hinder the king to go towards his passed pawn –
51…Ke5 or
51…Rb4. Instead, Black played
39…Rb2-b3+? (Korneev-Vaishali, 2022) and
42…Rb4-b3+? (Baskakov - Matsenko, 2019). After
40.(44.)Kd4! Rf3 White wins by
41.Kc4 (Korneev - Vaishali) or
44.Rf8 (Baskakov – Matsenko).